Paul N. Roth

Adjunct Professor of Finance

Leonard N. Stern School of Business
Kaufman Management Center
44 West 4th Street, 9-150
New York, NY 10012
Phone number: (212) 998-0300
Email: proth@stern.nyu.edu

Teaches	Research Interests
Managing Financial Businesses

Academic Background

Harvard Law School, J.D., cum laude, 1964
Harvard College, A.B., magna cum laude, 1961

Experience

Schulte, Roth & Zabel, LLP, Founding Partner
Managed Funds Association (MFA), Special Adviser to the Board of Directors
Alternative Investment Management Association (AIMA), Advisor
Legal Advisory Board to the National Association of Securities Dealers (NASD), former member
American Bar Association Committee on Federal Securities Regulation, Chair of the Subcommittee on Hedge Funds
New York City Bar Association Committee on Securities Regulation, former chair

Publications

Fixed Income Securities: Tools for Today's Markets, Third Edition, w/ Angel Serrat, John Wiley & Sons, 2012
"Dodd-Frank Becomes Law: Key Issues for Private Fund Managers," The Hedge Fund Journal, September 2010 (co-author)
"The Devil in Dodd-Frank," AR: Absolute Return + Alpha, Aug. 10, 2010
"Recent Areas of Focus in SEC Examinations of Hedge Fund Advisers," Practical Compliance & Risk Management for the Securities Industry, September-October 2009