Stern Finance SternLinks NYU Stern Home Contact Us
About SternAcademic ProgramsFaculty & ResearchCareer ServicesExecutive EducationEventsNews


Paul N. Roth

Paul N. Roth

Adjunct Professor of Finance

Leonard N. Stern School of Business
Kaufman Management Center
44 West 4th Street, 9-150
New York, NY 10012
Phone number: (212) 998-0300
Teaches Research Interests
  • Managing Financial Businesses

Academic Background
Harvard Law School, J.D., cum laude, 1964
Harvard College, A.B., magna cum laude, 1961

  • Schulte, Roth & Zabel, LLP, Founding Partner
  • Managed Funds Association (MFA), Special Adviser to the Board of Directors
  • Alternative Investment Management Association (AIMA), Advisor
  • Legal Advisory Board to the National Association of Securities Dealers (NASD), former member
  • American Bar Association Committee on Federal Securities Regulation, Chair of the Subcommittee on Hedge Funds
  • New York City Bar Association Committee on Securities Regulation, former chair

  • Fixed Income Securities: Tools for Today's Markets, Third Edition, w/ Angel Serrat, John Wiley & Sons, 2012
  • "Dodd-Frank Becomes Law: Key Issues for Private Fund Managers," The Hedge Fund Journal, September 2010 (co-author)
  • "The Devil in Dodd-Frank," AR: Absolute Return + Alpha, Aug. 10, 2010
  • "Recent Areas of Focus in SEC Examinations of Hedge Fund Advisers," Practical Compliance & Risk Management for the Securities Industry, September-October 2009